Daily Archives: January 15, 2019

SEC Enforcement During the Government Shutdown

SEC Enforcement During the Government Shutdown. Is the SEC enforcing its laws right now? On [...]

Can You Ruin Your Exemption through a General Solicitation of Securities?

Can You Ruin Your Exemption through a General Solicitation of Securities? Section 4(a)(2) of Rule [...]

What is General Solicitation When Selling and Marketing Securities?

What is General Solicitation When Selling and Marketing Securities? General Solicitation is the act of [...]

SEC Suspends Cryptocurrency Offering

The Securities and Exchange Commission suspended trading in the securities of Nevada-based American Retail Group, [...]