Daily Archives: January 15, 2019
SEC Enforcement During the Government Shutdown
SEC Enforcement During the Government Shutdown. Is the SEC enforcing its laws right now? On [...]
Can You Ruin Your Exemption through a General Solicitation of Securities?
Can You Ruin Your Exemption through a General Solicitation of Securities? Section 4(a)(2) of Rule [...]
What is General Solicitation When Selling and Marketing Securities?
What is General Solicitation When Selling and Marketing Securities? General Solicitation is the act of [...]
SEC Suspends Cryptocurrency Offering
The Securities and Exchange Commission suspended trading in the securities of Nevada-based American Retail Group, [...]