Monthly Archives: March 2019
Repurchase Offers Summary
Alexis King On February 14, 1975, Commissioner of Corporations of the State of California, Willie [...]
Rescission Offers
Alexis King A rescission offer takes place when an issuer offers to repurchase an investor’s [...]
Stock as Security
Under the securities definition stock is included as a security “unless the context otherwise requires” [...]
SEC Charges Two Robo-Advisers with False Disclosure
On December 21, the SEC instituted its first enforcement actions against robo-advisers when they issued [...]
OPPORTUNITY FUNDS: A HUGE BENEFIT TO ALL AMERICANS
OPPORTUNITY FUNDS: A HUGE BENEFIT TO ALL AMERICANS There is an estimated $6.1 trillion of [...]