Articles & Blogs - Wilson Bradshaw LLP - California Securities Law

20 Apr

SEC Awards Whistleblower $5...

by Ashley Duran
in General Solicitation / Microcap Companies / PPM / Private Offerings / Public Offerings / SEC / SEC Enforcement / SEC Subpoena / Subpoena

The Securities and Exchange Commission (“SEC”) awarded a whistleblower $5,000,000 after a successful enforcement action was brought against the company
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20 Jan

SEC Proposes to Expand...

by Ashley Duran
in Cryptocurrency / Entrepreneurship / General Solicitation / Initial Coin Offerings / PPM / Private Offerings / SEC / Stock as Security

How is the definition of an accredited investor being expanded? The proposed rule will amend the definition of an “accredited
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20 Jan

The Removal of Restrictive...

by Ashley Duran
in SEC / Securitieslegal / Stock as Security

How to Comply with Rule 144 as a Non-Affiliate What is Rule 144? Rule 144 under the Securities Act of
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19 Sep

Mergers and Acquisitions –...

by Wilson Bradshaw LLP
in Mergers & Acquisitions

Mergers and Acquisitions Explained Mergers and acquisitions are an integral part of how industries are shaped. They can allow smaller
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FOTOLIA.Justice Scale Legal Law Books Gavel PHOTO

19 Aug

SEC Charges Repeat Securities...

by Ashley Duran
in SEC / SEC Enforcement / SEC Subpoena / Securitieslegal / Subpoena

August 13, 2019 The Securities and Exchange Commission (“SEC”) charged Antonio Bravata, a repeat securities law violator, with securities fraud
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