Author Archives: Ashley Duran

20 Jan

SEC Proposes to Expand...

by Ashley Duran
in Cryptocurrency / Entrepreneurship / General Solicitation / Initial Coin Offerings / PPM / Private Offerings / SEC / Stock as Security

How is the definition of an accredited investor being expanded? The proposed rule will amend the definition of an “accredited
Read More

20 Jan

The Removal of Restrictive...

by Ashley Duran
in SEC / Securitieslegal / Stock as Security

How to Comply with Rule 144 as a Non-Affiliate What is Rule 144? Rule 144 under the Securities Act of
Read More

FOTOLIA.Justice Scale Legal Law Books Gavel PHOTO

19 Aug

SEC Charges Repeat Securities...

by Ashley Duran
in SEC / SEC Enforcement / SEC Subpoena / Securitieslegal / Subpoena

August 13, 2019 The Securities and Exchange Commission (“SEC”) charged Antonio Bravata, a repeat securities law violator, with securities fraud
Read More

M	T	W	T	F	S	S
	1	2	3	4	5	6
7	8	9	10	11	12	13
14	15	16	17	18	19	20
21	22	23	24	25	26	27
28	29	30