Author Archives: Ashley Duran
20
Apr
0
SEC Awards Whistleblower $5...
The Securities and Exchange Commission (“SEC”) awarded a whistleblower $5,000,000 after a successful enforcement action was brought against the company
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20
Jan
0
SEC Proposes to Expand...
How is the definition of an accredited investor being expanded? The proposed rule will amend the definition of an “accredited
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20
Jan
0
The Removal of Restrictive...
How to Comply with Rule 144 as a Non-Affiliate What is Rule 144? Rule 144 under the Securities Act of
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19
Aug
0
SEC Charges Repeat Securities...
August 13, 2019 The Securities and Exchange Commission (“SEC”) charged Antonio Bravata, a repeat securities law violator, with securities fraud
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