20 Aug
0
SCSD INITIATIVE PROMPTS NEAR...
Share Class Selection Disclosure (SCSD) is the term used to describe the requirement that investment advisers have to inform their
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20 Aug
0
SEC ENFORCEMENT MAKES THE...
The Securities Act of 1933 and the Securities Exchange Act of 1934, with all of their amendments, give the Securities
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20 Apr
0
SEC Awards Whistleblower $5...
The Securities and Exchange Commission (“SEC”) awarded a whistleblower $5,000,000 after a successful enforcement action was brought against the company
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19 Aug
0
SEC Charges Repeat Securities...
August 13, 2019 The Securities and Exchange Commission (“SEC”) charged Antonio Bravata, a repeat securities law violator, with securities fraud
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19 Apr
0
SEC Charges Two Celebrities...
On November 29, 2018, the Securities and Exchange Commission (“SEC”) charged two celebrities with unlawfully touting initial coin offerings (“ICOs”).
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