19
Apr
0
SEC Charges Two Celebrities...
On November 29, 2018, the Securities and Exchange Commission (“SEC”) charged two celebrities with unlawfully touting initial coin offerings (“ICOs”).
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19
Apr
0
What Happens if I...
What to do When You Are Flagged by the SEC and Receive an SEC Subpoena By Whitney De Agostini, Esq.
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19
Apr
0
SEC Charges Promoter with...
The Securities and Exchange Commission (“SEC”) charged a public company promoter and his company with conducting a scheme to manipulate
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19
Mar
0
SEC Charges Two Robo-Advisers...
On December 21, the SEC instituted its first enforcement actions against robo-advisers when they issued orders against Redwood City, a
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19
Feb
0
What is the Securities...
Drafted by Commissioner Huston Thompson of the Federal Trade Commission (FTC), this was the first securities bill presented to Congress.
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