20
Aug
0
EXPANDED EXEMPTIONS FOR EMPLOYEE...
Does your small company operate under a plan to offer shares of your company’s stock, options, or other securities as
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20
Jul
0
KNOW THE PERSON BEHIND...
Before investing, knowing the identity and background of the person offering the security can be just as important as knowing
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20
Jul
0
Settlement Offers with the...
When violations are discovered by the Securities and Exchange Commission (“SEC” or “Commission”), many investigation subjects (“Subjects”) consider settling with
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20
Jul
0
SHOULD THE INSIDER TRADING...
On December 5, 2019, the U. S. House of Representatives passed H. R. 2534, known as the Insider Trading Prohibition
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20
Jan
0
The Removal of Restrictive...
How to Comply with Rule 144 as a Non-Affiliate What is Rule 144? Rule 144 under the Securities Act of
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