Category Archives: Stock as Security
SEC Proposes to Expand the Definition of an Accredited Investor
How is the definition of an accredited investor being expanded? The proposed rule will amend [...]
06
Jan
Jan
The Removal of Restrictive Legends from Stock Certificates: How to Comply with Rule 144 as a Non-affiliate
How to Comply with Rule 144 as a Non-Affiliate What is Rule 144? Rule 144 [...]
03
Jan
Jan
Stock as Security
Under the securities definition stock is included as a security “unless the context otherwise requires” [...]