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“On May 3, 2019, a federal district court entered a final consent judgment against a broker who was charged with
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The Opportunity Zone Program, which has been discussed previously in this blog, was established by the Tax Cuts and Jobs
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The advancement of computer software has made data analytics a very powerful enforcement tool for the SEC.  Being able to
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After two sets of proposed rules, the Treasury and the IRS have now issued their final Opportunity Zone Tax Regulations,
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The Securities and Exchange Commission has issued an alert to investors about fraudulent schemes being promoted during the COVID-19 pandemic. 
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