
19
May
0
Materiality and the “Substantial...
Materiality in is a type of fraud, because it uses informational defects to evade a transaction. A fact is material
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19
May
0
Functions of Securities Markets
Capital Formation, Liquidity, and Risk Management The three basic functions of securities markets are: capital formation, liquidity, and risk management.
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19
May
0
IS INVESTING SAFE DURING...
On Thursday, December 27, 2018 the Securities and Exchange Commissionbegan operation within its plan during a federal government shutdown. They
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19
May
0
Jobs Act of 2012
The JOBS (Jumpstart Our Business Startups) Act of 2012, is an amendment to both the Securities Act and the Exchange
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19
May
0
SEC Charges Two Advisory...
SOn December 21, 2018, the Securities and Exchange Commission (“SEC”)announced settled charges against New York-based investment advisers American Portfolios Advisers
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