Monthly Archives: February 2019
What is the Securities Act of 1933?
Drafted by Commissioner Huston Thompson of the Federal Trade Commission (FTC), this was the first [...]
Public Companies on OTC Markets can now Report with Regulation A+ Disclosure Regime
Regulation A+ Offers Reporting Companies an Attractive Way to Raise Capital By Christopher A. Wilson [...]
Entrepreneurs! How to Protect Your Intellectual Property:
If you are thinking of starting a business, you probably have some good ideas about [...]
Will Your Company’s Initial Public Offering be Successful?
Will Your Company’s Initial Public Offering be Successful? When the time comes to take your [...]
Initial Public Offerings on the Rise
Initial Public Offerings are on the Rise On July 5, 2018, Marketwatch reported that the [...]
Expertise is Critical in Mergers & Acquisitions
Expertise is critical in mergers & acquisitions transactions Forbes Magazine recently published an article about [...]
When will a General Solicitation ruin your ability to rely on Rule 506(b)?
When will a general solicitation ruin your ability to rely on Rule 506(b)? Section 4(a)(2) [...]
SEC Enforcement on the Rise in 2018
SEC Enforcement is on the rise in 2018 The Securities and Exchange Commission recently released [...]